ESMA’s Statement on Call Taping under MIFID II

ESMA reminds firms of the MiFID II requirements on the recordings of telephone conversations


The European Securities and Market Authority (ESMA) is issuing a public statement to clarify its position on call taping under MiFID II.

The statement addresses issues regarding the applications by firms around the MiFID II requirements on the recording of telephone conversations.

ESMA reminds companies of the MiFID II requirements in this area.

Considering the exceptional circumstances created by the COVID-19 outbreak, some scenarios may emerge, where the recording of relevant conversations required by MiFID II may not be practicable, according to ESMA.


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