- Doo Financial HK receives Type 1 securities license from Hong Kong SFC, expanding service offerings for clients.
- Company now holds SFC Type 1, 4, and 9 licenses, offering comprehensive financial services under regulatory oversight.
Doo Group subsidiary, Doo Financial HK Limited, has obtained the Type 1 (Dealing in Securities) License from the Hong Kong Securities and Futures Commission (SFC). This rigorous approval allows the company to expand its services in the region, providing clients with:
- Securities transactions on behalf of clients
- Distribution of mutual funds and unit trusts
- Joint bookrunning, placing, and underwriting services
According to the company, “Hong Kong is a strategic market for Doo Group. This license allows us to offer a wider range of financial services and open new investment opportunities for our clients.”
This Type 1 license, alongside Doo Financial HK’s existing Type 4 and Type 9 SFC licenses, solidifies its position as a comprehensive financial services provider under rigorous regulatory standards.
